Filing Details

Accession Number:
0001209191-14-002998
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-01-13 18:54:41
Reporting Period:
2014-01-09
Filing Date:
2014-01-13
Accepted Time:
2014-01-13 18:54:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
713676 Pnc Financial Services Group Inc. PNC National Commercial Banks (6021) 251435979
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1573704 C. Orlando Esposito One Pnc Plaza
249 Fifth Ave
Pittsburgh PA 15222
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
$5 Par Common Stock Acquisiton 2014-01-09 2,000 $58.65 13,773 No 4 M Direct
$5 Par Common Stock Disposition 2014-01-09 2,000 $78.95 11,773 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
$5 Par Common Stock Employee Stock Option (Right-to-Buy) Reload Option Disposition 2014-01-09 2,000 $0.00 2,000 $58.65
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2006-10-24 2010-02-16 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
$5 Par Common Stock 4,106 Indirect 401(k) Plan
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
$5 Par Common Stock Phantom Stock Unit $0.00 2,298 2,298 Indirect
$5 Par Common Stock Phantom Stock Unit $0.00 443 443 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
2,298 2,298 Indirect
443 443 Indirect
Footnotes
  1. Exercise of options and sale of shares effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 29, 2014.
  2. The amount of securities beneficially owned represents the number of shares of common stock indirectly held for the account of the reporting person under The PNC Financial Services Group, Inc. ("PNC") Incentive Savings Plan (the "ISP"). Shares of PNC common stock are not directly allocated to ISP participants, but instead are held in a unitized fund, approximately 98% of which consists of PNC common stock, and the remainder of which is invested in a money market fund. The percentage of assets in the unitized fund investment option that are deemed to be invested in PNC common stock may vary from time to time.
  3. Each phantom stock unit is the economic equivalent of one share of PNC Common Stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.