Filing Details
- Accession Number:
- 0000914475-14-000020
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-01-13 18:19:12
- Reporting Period:
- 2014-01-10
- Filing Date:
- 2014-01-13
- Accepted Time:
- 2014-01-13 18:19:12
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
914475 | Neurocrine Biosciences Inc | NBIX | Biological Products, (No Disgnostic Substances) (2836) | 330525145 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1343124 | Flint Christopher Obrien | Neurocrine Biosciences, Inc. 12780 El Camino Real San Diego CA 92130 | Chief Medical Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-01-10 | 5,000 | $19.00 | 94,794 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-01-10 | 1,750 | $18.55 | 96,544 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Incentive Stock Option | Acquisiton | 2014-01-10 | 5,000 | $5.12 | 5,000 | $5.12 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2009-02-27 | 2015-02-27 | No | 4 | X | Direct |
Footnotes
- Exercise of in-the-money or at-the money derivative security
- The disposition reported in this Form 4 was effected by a broker pursuant to instructions set forth in a Rule 10b5-1 trading plan adopted by the Reporting Person at least 90 days prior to the transaction date in Box 3 above. Additionally, Issuer policy restricts the Reporting Person from amending, canceling, suspending or otherwise modifying any 10b5-1 trading plan subsequent to adoption of the plan.
- Sale of 1,750 shares of common stock issued upon vesting of 3,500 restricted stock units on January 10, 2014 to cover payroll and withholding taxes, with the balance of the shares (1,750) maintained by the Reporting Person; the sale was affected by a broker pursuant to instructions set forth in a Rule 10b5-1 plan adopted by the Reporting Person and delivered to the broker on May 28, 2013.
- Represents a weighted average sales price per share. The prices actually received ranged from $18.40 to $18.77. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.