Filing Details
- Accession Number:
- 0000950103-14-000226
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-01-13 17:45:26
- Reporting Period:
- 2014-01-10
- Filing Date:
- 2014-01-13
- Accepted Time:
- 2014-01-13 17:45:26
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1275014 | Ultra Clean Holdings Inc | UCTT | Semiconductors & Related Devices (3674) | 611430858 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1283712 | Bruce Wier | Ultra Clean Holdings, Inc 26462 Corporate Ave Hayward CA 94545 | Sr Vice President, Engineering | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-01-10 | 20,000 | $8.61 | 113,567 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-01-10 | 30,000 | $10.65 | 83,567 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2014-01-10 | 20,000 | $0.00 | 20,000 | $8.61 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2007-05-18 | 2016-05-18 | No | 4 | M | Direct |
Footnotes
- Sale of shares pursuant to Rule 10b5-1 Plan adopted December 11, 2013.
- This is the weighted average sales price. Shares were sold in multiple transactions at prices ranging between $10.605 and $10.71. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
- The option became exercisable over 4 years from the date of grant (5/18/2006), with 25% becoming exercisable after the first year and monthly thereafter.