Filing Details
- Accession Number:
- 0001234452-14-000031
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-01-13 12:58:02
- Reporting Period:
- 2014-01-09
- Filing Date:
- 2014-01-13
- Accepted Time:
- 2014-01-13 12:58:02
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
804328 | Qualcomm Inc | QCOM | Radio & Tv Broadcasting & Communications Equipment (3663) | 953685934 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1191310 | E Paul Jacobs | 5775 Morehouse Dr. San Diego CA 92121-1714 | Chairman & Ceo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-12-31 | 436 | $0.00 | 524,288 | No | 5 | G | Indirect | by Trust |
Common Stock | Acquisiton | 2014-01-09 | 69,700 | $37.29 | 593,988 | No | 4 | M | Indirect | by Trust |
Common Stock | Disposition | 2014-01-09 | 69,700 | $73.95 | 524,288 | No | 4 | S | Indirect | by Trust |
Common Stock | Disposition | 2014-01-10 | 13,544 | $0.00 | 510,744 | No | 5 | G | Indirect | by Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | G | Indirect | by Trust |
No | 4 | M | Indirect | by Trust |
No | 4 | S | Indirect | by Trust |
No | 5 | G | Indirect | by Trust |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2014-01-09 | 59,449 | $0.00 | 59,449 | $37.29 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2014-01-09 | 10,251 | $0.00 | 10,251 | $37.29 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
46,813 | 2017-11-11 | No | 4 | M | Indirect | |
36,562 | 2017-11-11 | No | 4 | M | Indirect |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 28,854 | Direct | |
Common Stock | 422,904 | Indirect | By GRAT |
Common Stock | 422,904 | Indirect | by GRAT S |
Footnotes
- Securities held by Paul E. Jacobs and Stacy Jacobs Trustees for the Paul & Stacy Jacobs Family Trust dtd. 5/3/00.
- The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.
- The sale prices for this transaction ranged from $73.80 to $74.06. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
- Securities held by Harlan A. Jacobs, Trustee of The Paul E. Jacobs Grantor Retained Annuity Trust (GRAT).
- Securities held by Harlan A. Jacobs, Trustee of The Stacy R. Jacobs Grantor Retained Annuity Trust (GRAT).
- The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.