Filing Details
- Accession Number:
- 0001144204-14-001776
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-01-10 21:00:19
- Reporting Period:
- 2014-01-08
- Filing Date:
- 2014-01-10
- Accepted Time:
- 2014-01-10 21:00:19
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1270073 | Intercept Pharmaceuticals Inc | ICPT | Pharmaceutical Preparations (2834) | 223868459 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1559570 | David Shapiro | C/O Intercept Pharmaceuticals, Inc. 450 W. 15Th Street, Suite 505 New York NY 10011 | Cmo And Evp - Development | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-01-08 | 5,168 | $10.40 | 9,791 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-01-08 | 3,800 | $8.67 | 13,591 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-01-08 | 4,000 | $71.56 | 9,591 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-01-08 | 928 | $73.09 | 8,663 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Options to Purchase Common Stock | Disposition | 2014-01-08 | 5,168 | $0.00 | 5,168 | $10.40 |
| Common Stock | Options to Purchase Common Stock | Disposition | 2014-01-08 | 3,800 | $0.00 | 3,800 | $8.67 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 47,620 | 2018-04-01 | No | 4 | M | Direct | |
| 50,719 | 2020-07-20 | No | 4 | M | Direct |
Footnotes
- The reported transaction was made pursuant to a Rule 10b5-1 plan adopted by the reporting person on December 19, 2013.
- All shares underlying this option have vested.
- This transaction was executed in multiple trades at prices ranging from $71.45 to $71.77. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
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