Filing Details
- Accession Number:
- 0000950138-14-000025
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-01-10 18:16:17
- Reporting Period:
- 2014-01-09
- Filing Date:
- 2014-01-10
- Accepted Time:
- 2014-01-10 18:16:17
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1532063 | Express Scripts Holding Co. | ESRX | Retail-Drug Stores And Proprietary Stores (5912) | 452884094 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1235678 | Nicholas Lahowchic | C/O Express Scripts Holding Company One Express Way St. Louis MO 63121 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-01-09 | 5,360 | $51.25 | 30,263 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-01-09 | 5,360 | $72.00 | 24,903 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-01-09 | 2,290 | $52.53 | 27,193 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-01-09 | 2,290 | $72.00 | 24,903 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Express Scripts Holding Company Common Stock | Non-Qualified Stock Option (Right -to-Buy) | Disposition | 2014-01-09 | 5,360 | $0.00 | 5,360 | $51.25 |
| Express Scripts Holding Company Common Stock | Non-Qualified Stock Option (Right -to-Buy) | Disposition | 2014-01-09 | 2,290 | $0.00 | 2,290 | $52.53 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 2,682 | 2017-05-05 | No | 4 | M | Direct | |
| 4,580 | 2019-05-30 | No | 4 | M | Direct |
Footnotes
- The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
- Grant of stock options pursuant to the Express Scripts, Inc. 2000 Long-Term Incentive Plan. Vested in three (3) equal installments on May 1, 2011, May 1, 2012, and May 1, 2013.
- Grant of stock options pursuant to the Express Scripts, Inc. 2011 Long-Term Incentive Plan. Vests in three (3) equal installments on May 1, 2013, May 1, 2014, and May 1, 2015.
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