Filing Details
- Accession Number:
- 0001061655-14-000001
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-01-10 17:53:15
- Reporting Period:
- 2014-01-08
- Filing Date:
- 2014-01-10
- Accepted Time:
- 2014-01-10 17:53:15
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 915358 | Sigmatron International Inc | SGMA | Printed Circuit Boards (3672) | 363918470 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1192490 | K Linda Frauendorfer | 2201 Landmeier Road Elk Grove Village IL 60007 | Chief Financial Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-01-08 | 1,653 | $3.60 | 1,653 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2014-01-09 | 4,347 | $3.60 | 4,347 | No | 4 | P | Direct | |
| Common Stock | Disposition | 2014-01-08 | 1,653 | $5.72 | 0 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-01-09 | 4,347 | $5.66 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2014-01-08 | 1,653 | $3.60 | 1,653 | $3.60 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2014-01-09 | 4,347 | $3.60 | 4,347 | $3.60 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 10,847 | 2014-01-08 | 2022-07-18 | No | 4 | X | Direct |
| 6,500 | 2014-01-09 | 2022-07-18 | No | 4 | X | Direct |
Footnotes
- Acquired pursuant to the exercise of 1,653 Stock Options on the same date. See below.
- Acquired pursuant to the exercise of 4,347 Stock Options on the same date. See below.
- Average price at which the shares of Common Stock were sold.
- Average price at which the shares of Common Stock were sold.
- 25,000 Stock Options were previously sold in a tender offer on or about 10/01/2013 in a transaction exempted pursuant to Rule 16b-3.
Billionaire Hedge Funds
