Filing Details
- Accession Number:
- 0001144204-14-001695
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-01-10 17:30:31
- Reporting Period:
- 2014-01-08
- Filing Date:
- 2014-01-10
- Accepted Time:
- 2014-01-10 17:30:31
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1138776 | Medgenics Inc. | MDGN | Biological Products, (No Disgnostic Substances) (2836) | 980217544 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1516544 | Andrew Pearlman | C/O Medgenics, Inc. 435 Devon Park Drive Bldg 700 Wayne PA 19087 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-01-08 | 45,534 | $2.49 | 86,096 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-01-08 | 45,534 | $6.54 | 40,562 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2014-01-09 | 28,466 | $2.49 | 69,028 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2014-01-09 | 6,000 | $3.14 | 75,028 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-01-09 | 34,466 | $6.69 | 40,562 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Option Award | Disposition | 2014-01-08 | 45,534 | $0.00 | 45,534 | $2.49 |
Common Stock | Option Award | Disposition | 2014-01-09 | 28,466 | $0.00 | 28,466 | $2.49 |
Common Stock | Option Award | Disposition | 2014-01-09 | 6,000 | $0.00 | 6,000 | $3.14 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
137,272 | 2014-09-13 | No | 4 | M | Direct | |
108,806 | 2014-09-13 | No | 4 | M | Direct | |
74,000 | 2021-12-09 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 94 | Indirect | By Spouse |
Common Stock | 1,719 | Indirect | By ADP Holdings LLC |
Footnotes
- The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 23, 2013.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.47 to $6.82, inclusive. The reporting person undertakes to provide Medgenics, Inc., any security holder of Medgenics, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.50 to $6.75, inclusive. The reporting person undertakes to provide Medgenics, Inc., any security holder of Medgenics, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The option award became exercisable in four equal annual installments beginning on March 31, 2007, which was the first anniversary of the grant date.
- The expiration date of these options was previously reported as March 31, 2016.
- The option award becomes exercisable in four equal annual installments beginning on December 9, 2012, which was the first anniversary of the grant date.