Filing Details
- Accession Number:
- 0001140361-14-001702
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-01-10 14:08:10
- Reporting Period:
- 2014-01-08
- Filing Date:
- 2014-01-10
- Accepted Time:
- 2014-01-10 14:08:10
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
771497 | Abm Industries Inc | ABM | Services-To Dwellings & Other Buildings (7340) | 941369354 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1198680 | L David Farwell | 551 Fifth Avenue Suite 300 New York NY 10176 | Senior Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-01-08 | 3,606 | $19.48 | 37,051 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-01-08 | 3,606 | $28.42 | 33,445 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2014-01-09 | 2,500 | $18.30 | 35,945 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-01-09 | 2,500 | $28.43 | 33,445 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options | Acquisiton | 2014-01-08 | 3,606 | $0.00 | 3,606 | $19.48 |
Common Stock | Stock Options | Acquisiton | 2014-01-09 | 2,500 | $0.00 | 2,500 | $18.30 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2015-01-07 | No | 4 | M | Direct | |
0 | 2015-06-14 | No | 4 | M | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.19 to $28.59, inclusive. The reporting person undertakes to provide to ABM Industries Incorporated, any security holder of ABM Industries Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 2 of this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.30 to $28.57, inclusive. The reporting person undertakes to provide to ABM Industries Incorporated, any security holder of ABM Industries Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 2 to this Form 4.
- Includes 7,984 RSUs and DERs relating to the RSUs, adjusted to reflect the cumulative effect of fractional shares, and 903 performance shares earned but not vested with respect to performance shares granted on 1/11/2011, and DERs related thereto.
- Stock options granted under the 2006 Equity Incentive Plan.
- 25% on 1/7/2009, and 25% on the anniversary date of each of the following three years.
- Stock options granted under the 2002 Price-Vested Plan.
- Exercisable over the first four years in percentages tied to the price of ABM common stock and after eight years from the date of grant, if not previously vested.