Filing Details
- Accession Number:
- 0001144204-14-001562
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-01-10 11:05:05
- Reporting Period:
- 2014-01-06
- Filing Date:
- 2014-01-10
- Accepted Time:
- 2014-01-10 11:05:05
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 862651 | Investview Inc. | INVU | Services-Business Services, Nec (7389) | 870369205 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1537593 | Barton Gregory Rice | 54 Broad Street, Suite 303 Red Bank NJ 07701 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 Par Value | Acquisiton | 2014-01-06 | 500,000 | $1.00 | 1,803,125 | No | 4 | P | Indirect | See Footnote |
| Common Stock, $0.001 Par Value | Acquisiton | 2014-01-06 | 30,050 | $1.95 | 563,609 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | See Footnote |
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Stock Purchase Warrant | Acquisiton | 2014-01-06 | 500,000 | $1.50 | 500,000 | $1.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 500,000 | 2014-01-06 | 2019-01-06 | No | 4 | P | Indirect |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Stock Purchase Warrant | $1.50 | 2013-11-27 | 2018-11-27 | 400,000 | 400,000 | Indirect |
| Common Stock | Common Stock Purchase Warrant | $1.50 | 2013-10-02 | 2018-10-02 | 100,000 | 100,000 | Indirect |
| Common Stock | 8% Secured Convertible Promissory Note | $4.00 | 2011-12-28 | 25,000 | 25,000 | Direct | |
| Common Stock | Common Stock Purchase Warrant | $6.00 | 2011-12-28 | 2016-12-27 | 12,500 | 12,500 | Direct |
| Common Stock | 8% Secured Convertible Promissory Note | $4.00 | 2012-08-21 | 25,000 | 25,000 | Direct | |
| Common Stock | Common Stock Purchase Warrant | $6.00 | 2012-08-21 | 2017-08-21 | 12,500 | 12,500 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2018-11-27 | 400,000 | 400,000 | Indirect |
| 2018-10-02 | 100,000 | 100,000 | Indirect |
| 25,000 | 25,000 | Direct | |
| 2016-12-27 | 12,500 | 12,500 | Direct |
| 25,000 | 25,000 | Direct | |
| 2017-08-21 | 12,500 | 12,500 | Direct |
Footnotes
- Allied Global Ventures, LLC ("Allied") holds such shares of common stock. Mr. Rice is the sole shareholder, officer and director of Allied.
- NA
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