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Filing Details

Accession Number:: 0001209191-14-002689
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-01-09 17:59:25
Reporting Period:: 2014-01-07

Filing Date:: 2014-01-09
Accepted Time:: 2014-01-09 17:59:25
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1353283	Splunk Inc	SPLK	Services-Prepackaged Software (7372)	861106510

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1578857	R Steven Sommer	C/O Splunk Inc. 250 Brannan Street San Francisco CA 94107	Svp & Chief Marketing Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2014-01-07	7,292	$0.99	160,257	No	4	M	Direct
Common Stock	Acquisiton	2014-01-07	7,292	$2.14	167,549	No	4	M	Direct
Common Stock	Acquisiton	2014-01-07	15,661	$4.82	183,210	No	4	M	Direct
Common Stock	Disposition	2014-01-07	2,711	$73.74	180,499	No	4	S	Direct
Common Stock	Disposition	2014-01-07	23,197	$74.56	157,302	No	4	S	Direct
Common Stock	Disposition	2014-01-07	6,690	$75.52	150,612	No	4	S	Direct
Common Stock	Disposition	2014-01-07	500	$76.32	150,112	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (right to buy)	Disposition	2014-01-07	7,292	$0.00	7,292	$0.99
Common Stock	Employee Stock Option (right to buy)	Disposition	2014-01-07	7,292	$0.00	7,292	$2.14
Common Stock	Employee Stock Option (right to buy)	Disposition	2014-01-07	15,661	$0.00	15,661	$4.82

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
1,042	2020-04-21	No	4	M	Direct
15,625	2021-03-16	No	4	M	Direct
50,000	2021-12-14	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	359,505	Indirect	See footnote

Footnotes

Includes 55 shares acquired under the Splunk Inc. Employee Stock Purchase Plan on December 16, 2013.
The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 24, 2013.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.115 to $74.10, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) through (6) to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.12 to $75.06, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.10 to $75.90, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.19 to $76.40, inclusive.
Shares held directly by the Steven R. Sommer Trust dated January 26, 2004 for which the Reporting Person serves as trustee.
One-fourth of the shares subject to the option vested on January 21, 2011 and one forty-eighth of the shares vest monthly thereafter.
One-fourth of the shares subject to the option vested on March 27, 2012 and one forty-eighth of the shares vest monthly thereafter.
One-fourth of the shares subject to the option vested on December 15, 2012 and one forty-eighth of the shares vest monthly thereafter.