Filing Details
- Accession Number:
- 0001181431-14-002005
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-01-09 17:30:33
- Reporting Period:
- 2014-01-07
- Filing Date:
- 2014-01-09
- Accepted Time:
- 2014-01-09 17:30:33
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1519401 | Regional Management Corp. | RM | Personal Credit Institutions (6141) | 570847115 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1286112 | G Alvaro Demolina | C/O Regional Management Corp. 509 West Butler Road Greenville SC 29607 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-01-07 | 1,400 | $35.00 | 10,680 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-01-08 | 7,989 | $35.00 | 2,691 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | $15.00 | 2022-03-27 | 10,000 | 10,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2022-03-27 | 10,000 | 10,000 | Direct |
Footnotes
- The transactions covered by this Form 4 have been effected pursuant to a Rule 10b5-1 Sales Plan dated December 11, 2013, which is intended to comply with rule 10b5-1(c) promulgated under the Securities Exchange Act of 1934, as amended.
- The Issuer granted this option to the Reporting Person on March 27, 2012. Twenty percent of the option vested on March 27, 2013. The balance of the option will vest in equal annual installments on March 27th of each of 2014, 2015, 2016, and 2017.