Filing Details
- Accession Number:
- 0000950142-14-000061
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-01-09 17:00:17
- Reporting Period:
- 2014-01-07
- Filing Date:
- 2014-01-09
- Accepted Time:
- 2014-01-09 17:00:17
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1284807 | Ply Gem Holdings Inc | PGEM | Millwood, Veneer, Plywood, & Structural Wood Members (2430) | 200645710 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
940131 | D John Roach | C/O Ply Gem Holdings, Inc. 5020 Weston Parkway, Suite 400 Cary NC 27513 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-01-07 | 750 | $1.54 | 44,800 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-01-07 | 2,300 | $17.01 | 42,500 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Director Stock Option (right to buy) | Disposition | 2014-01-07 | 750 | $0.00 | 750 | $1.54 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
15,440 | 2016-05-23 | No | 4 | M | Direct |
Footnotes
- The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 8, 2013.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.76 to $17.25, inclusive. The reporting person undertakes to provide to Ply Gem Holdings, Inc., any security holder of Ply Gem Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.
- The option vested in five equal annual installments beginning on May 23, 2007.