Filing Details
- Accession Number:
- 0001179110-14-000771
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-01-09 16:48:26
- Reporting Period:
- 2014-01-07
- Filing Date:
- 2014-01-09
- Accepted Time:
- 2014-01-09 16:48:26
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1351285 | Rosetta Stone Inc | RST | Services-Prepackaged Software (7372) | 043837082 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1309231 | C Michael Wu | C/O Rosetta Stone Inc. 1919 North Lynn Street, 7Th Floor Arlington VA 22209 | General Counsel & Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-01-07 | 2,818 | $11.93 | 46,409 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Footnotes
- 2,818 shares of common stock were sold on January 7, 2014 pursuant to default instructions to satisfy income tax obligations triggered by the lapsing of forfeiture restrictions with respect to 7,082 shares of 14,164 shares of restricted common stock issued to Mr. Wu on January 9, 2012.
- Includes 6,060 shares of restricted common stock on which the restrictions have not yet lapsed.