Filing Details
- Accession Number:
- 0001181431-14-001983
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-01-09 16:12:10
- Reporting Period:
- 2014-01-08
- Filing Date:
- 2014-01-09
- Accepted Time:
- 2014-01-09 16:12:10
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
815065 | Steris Corp | STE | Orthopedic, Prosthetic & Surgical Appliances & Supplies (3842) | 341482024 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1235611 | J Michael Tokich | 5960 Heisley Road Mentor OH 44060 | Svp & Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares, No Par Value | Acquisiton | 2014-01-08 | 4,200 | $24.72 | 34,520 | No | 4 | M | Direct | |
Common Shares, No Par Value | Disposition | 2014-01-08 | 4,200 | $48.72 | 30,320 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Shares, No Par Value | Employee Stock Option Exercise | Disposition | 2014-01-08 | 4,200 | $0.00 | 4,200 | $24.72 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2016-09-12 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Shares, No Par Value | 2,773 | Indirect | See Footnote Below. |
Footnotes
- These open market sales of a total of 4,200 Common Shares is pursuant to a Rule 10b5-1 Stock Trading Plan entered into by the Reporting Person on November 18, 2013.
- 22,200 of these Common Shares are restricted. The restrictions on these Common Shares lapse as follows: 4,500 on May 20, 2014, 3,700 on June 1, 2015, 7,000 on May 31, 2016 and 7,000 on May 31, 2017.
- Represents 2,831.727 units of the STERIS Corporation 401(k) Plan STERIS Stock Fund which equals 2,773 Common share equivalents as of January 8, 2014.
- These options became exercisable as follows: 1,050 on September 12, 2007, 1,050 on September 12, 2008, 1,050 on September 12, 2009, and 1,050 on September 12, 2010.