Filing Details

Accession Number:
0001181431-14-001983
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-01-09 16:12:10
Reporting Period:
2014-01-08
Filing Date:
2014-01-09
Accepted Time:
2014-01-09 16:12:10
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
815065 Steris Corp STE Orthopedic, Prosthetic & Surgical Appliances & Supplies (3842) 341482024
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1235611 J Michael Tokich 5960 Heisley Road
Mentor OH 44060
Svp & Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares, No Par Value Acquisiton 2014-01-08 4,200 $24.72 34,520 No 4 M Direct
Common Shares, No Par Value Disposition 2014-01-08 4,200 $48.72 30,320 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Shares, No Par Value Employee Stock Option Exercise Disposition 2014-01-08 4,200 $0.00 4,200 $24.72
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2016-09-12 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Shares, No Par Value 2,773 Indirect See Footnote Below.
Footnotes
  1. These open market sales of a total of 4,200 Common Shares is pursuant to a Rule 10b5-1 Stock Trading Plan entered into by the Reporting Person on November 18, 2013.
  2. 22,200 of these Common Shares are restricted. The restrictions on these Common Shares lapse as follows: 4,500 on May 20, 2014, 3,700 on June 1, 2015, 7,000 on May 31, 2016 and 7,000 on May 31, 2017.
  3. Represents 2,831.727 units of the STERIS Corporation 401(k) Plan STERIS Stock Fund which equals 2,773 Common share equivalents as of January 8, 2014.
  4. These options became exercisable as follows: 1,050 on September 12, 2007, 1,050 on September 12, 2008, 1,050 on September 12, 2009, and 1,050 on September 12, 2010.