Filing Details

Accession Number:
0001140361-14-001529
Form Type:
5
Zero Holdings:
No
Publication Time:
2014-01-09 10:33:11
Reporting Period:
2013-11-30
Filing Date:
2014-01-09
Accepted Time:
2014-01-09 10:33:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1319869 Tortoise Energy Capital Corp TYY () 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1497453 Bradley P. Adams 11550 Ash Street
Suite 300
Leawood KS 66211
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Acquisiton 2012-12-03 18 $28.79 1,748 No 4 P Direct
Common Shares Acquisiton 2013-03-04 16 $32.88 1,748 No 4 P Direct
Common Shares Acquisiton 2013-06-04 0 $32.49 1,748 No 4 P Direct
Common Shares Disposition 2013-06-06 0 $31.36 1,748 No 4 S Direct
Common Shares Acquisiton 2013-09-04 0 $32.81 1,748 No 5 L Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 S Direct
No 5 L Direct
Footnotes
  1. Automatic reinvestment of distribution by broker not participating in the Tortoise Energy Capital Corporation dividend reinvestment plan.
  2. Includes 58.614 shares acquired under the Tortoise Energy Capital Corporation dividend reinvestment plan.
  3. Automatic reinvestment of distribution by broker not participating in the Tortoise Energy Capital Corporation dividend reinvestment plan. This transaction is being reported on Form 5 pursuant to Rule 16a-6.