Filing Details
- Accession Number:
- 0001140361-14-001529
- Form Type:
- 5
- Zero Holdings:
- No
- Publication Time:
- 2014-01-09 10:33:11
- Reporting Period:
- 2013-11-30
- Filing Date:
- 2014-01-09
- Accepted Time:
- 2014-01-09 10:33:11
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1319869 | Tortoise Energy Capital Corp | TYY | () | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1497453 | Bradley P. Adams | 11550 Ash Street Suite 300 Leawood KS 66211 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares | Acquisiton | 2012-12-03 | 18 | $28.79 | 1,748 | No | 4 | P | Direct | |
Common Shares | Acquisiton | 2013-03-04 | 16 | $32.88 | 1,748 | No | 4 | P | Direct | |
Common Shares | Acquisiton | 2013-06-04 | 0 | $32.49 | 1,748 | No | 4 | P | Direct | |
Common Shares | Disposition | 2013-06-06 | 0 | $31.36 | 1,748 | No | 4 | S | Direct | |
Common Shares | Acquisiton | 2013-09-04 | 0 | $32.81 | 1,748 | No | 5 | L | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | S | Direct | |
No | 5 | L | Direct |
Footnotes
- Automatic reinvestment of distribution by broker not participating in the Tortoise Energy Capital Corporation dividend reinvestment plan.
- Includes 58.614 shares acquired under the Tortoise Energy Capital Corporation dividend reinvestment plan.
- Automatic reinvestment of distribution by broker not participating in the Tortoise Energy Capital Corporation dividend reinvestment plan. This transaction is being reported on Form 5 pursuant to Rule 16a-6.