Filing Details
- Accession Number:
- 0001209191-14-002415
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-01-08 17:16:25
- Reporting Period:
- 2014-01-06
- Filing Date:
- 2014-01-08
- Accepted Time:
- 2014-01-08 17:16:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1443669 | Proto Labs Inc | PRLB | Fabricated Structural Metal Products (3440) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1542616 | B. John Tumelty | 5540 Pioneer Creek Drive Maple Plain MN 55359 | Managing Dir.-Proto Labs, Ltd. | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-01-06 | 1,750 | $7.86 | 1,750 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-01-06 | 2,714 | $30.58 | 4,464 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-01-06 | 4,013 | $72.95 | 451 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-01-06 | 451 | $73.61 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2014-01-06 | 1,750 | $0.00 | 1,750 | $7.86 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2014-01-06 | 2,714 | $0.00 | 2,714 | $30.58 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 42,000 | 2020-12-21 | No | 4 | M | Direct | |
| 10,856 | 2022-05-07 | No | 4 | M | Direct |
Footnotes
- Sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 6, 2013. The transactions reported on this Form 4 conclude the transactions contemplated by the Rule 10b5-1 trading plan.
- Reflects the weighted average price of 4,013 shares of common stock of Proto Labs, Inc. sold by the reporting person in multiple transactions on January 6, 2014 with sale prices ranging from $72.50 to $73.50 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Reflects the weighted average price of 451 shares of common stock of Proto Labs, Inc. sold by the reporting person in multiple transactions on January 6, 2014 with sale prices ranging from $73.60 to $73.66 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- This stock option vests on a montly basis in 2013 and will then vest 20% of the shares annually on each of 12/21/14 and 12/21/15.
- This stock option vests as to 20% of the shares in five annual installments beginning on May 7, 2013.
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