Filing Details
- Accession Number:
- 0001137411-14-000005
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-01-08 16:23:36
- Reporting Period:
- 2014-01-06
- Filing Date:
- 2014-01-08
- Accepted Time:
- 2014-01-08 16:23:36
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1137411 | Rockwell Collins Inc | COL | Aircraft Parts & Auxiliary Equipment, Nec (3728) | 522314475 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1191566 | M Clayton Jones | M/S 124-323 400 Collins Road Ne Cedar Rapids IA 52498-0001 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-01-06 | 43,431 | $36.55 | 213,388 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-01-06 | 5,423 | $75.00 | 207,965 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-01-06 | 100 | $75.01 | 207,865 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-01-06 | 500 | $75.02 | 207,365 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-01-06 | 200 | $75.03 | 207,165 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-01-06 | 377 | $75.04 | 206,788 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-01-06 | 100 | $75.05 | 206,688 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-01-06 | 72 | $75.06 | 206,616 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-01-06 | 100 | $75.07 | 206,516 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-01-06 | 500 | $75.12 | 206,016 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-01-06 | 1,500 | $75.14 | 204,516 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-01-06 | 1 | $75.15 | 204,515 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-01-06 | 116 | $75.17 | 204,399 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-01-06 | 1,299 | $75.19 | 203,100 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-01-06 | 437 | $75.26 | 202,663 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-01-06 | 1,700 | $75.34 | 200,963 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-01-06 | 100 | $75.35 | 200,863 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-01-06 | 900 | $75.38 | 199,963 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-01-06 | 2,648 | $75.39 | 197,315 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-01-06 | 600 | $75.39 | 196,715 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-01-06 | 400 | $75.41 | 196,315 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-01-06 | 500 | $75.41 | 195,815 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-01-06 | 1,000 | $75.43 | 194,815 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-01-06 | 200 | $75.46 | 194,615 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-01-06 | 200 | $75.47 | 194,415 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-01-06 | 205 | $75.50 | 194,210 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-01-06 | 1,700 | $75.51 | 192,510 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-01-06 | 1,086 | $75.52 | 191,424 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
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Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2014-01-06 | 43,431 | $0.00 | 43,431 | $36.55 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 105,696 | 2014-11-02 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 15,223 | Indirect | By Savings Plan |
| Common Stock | 21,950 | Indirect | By GRATs |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 13, 2013.
- Shares represented by Company stock fund units under the Company's tax-qualified savings plan, including shares acquired on a periodic basis pursuant to the Plan, based on information furnished by the Plan Administrator as of January 1, 2014.
- Indirectly owned by reporting person who serves as trustee of grantor retainer annuity trusts (GRATs). The GRATs hold shares originally contributed by the reporting person.
- Employee stock options granted pursuant to the Company's stock based plans.
- The options are currently exercisable.
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