Filing Details
- Accession Number:
- 0001537179-14-000002
- Form Type:
- 5
- Zero Holdings:
- No
- Publication Time:
- 2014-01-08 11:18:28
- Reporting Period:
- 2013-12-31
- Filing Date:
- 2014-01-08
- Accepted Time:
- 2014-01-08 11:18:28
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
931799 | Glyeco Inc. | GLYE | Industrial Inorganic Chemicals (2810) | 330622722 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1537179 | Ralph Amato | 2105 Plantation Village Dorado PR 00646 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-01-04 | 150,000 | $0.01 | 7,150,000 | No | 4 | P | Indirect | By LLC |
Common Stock | Acquisiton | 2012-08-28 | 200,000 | $0.50 | 7,350,000 | No | 4 | P | Indirect | By LLC |
Common Stock | Acquisiton | 2012-10-09 | 250,000 | $0.50 | 7,600,000 | No | 4 | P | Indirect | By LLC |
Common Stock | Acquisiton | 2012-12-12 | 400,000 | $0.50 | 8,000,000 | No | 4 | P | Indirect | By LLC |
Common Stock | Disposition | 2013-12-30 | 6,900 | $1.20 | 7,993,100 | No | 4 | S | Indirect | By LLC |
Common Stock | Disposition | 2013-12-31 | 2,969 | $1.20 | 7,990,131 | No | 4 | S | Indirect | By LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By LLC |
No | 4 | P | Indirect | By LLC |
No | 4 | P | Indirect | By LLC |
No | 4 | P | Indirect | By LLC |
No | 4 | S | Indirect | By LLC |
No | 4 | S | Indirect | By LLC |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrant (right to purchase) | Acquisiton | 2012-08-28 | 200,000 | $0.00 | 200,000 | $1.00 |
Common Stock | Warrant (right to purchase) | Acquisiton | 2012-10-09 | 250,000 | $0.00 | 250,000 | $1.00 |
Common Stock | Warrant (right to purchase) | Acquisiton | 2012-12-12 | 400,000 | $0.00 | 400,000 | $1.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
200,000 | 2012-08-28 | 2015-09-01 | No | 4 | P | Indirect |
250,000 | 2012-10-09 | 2015-12-01 | No | 4 | P | Indirect |
400,000 | 2012-12-12 | 2015-12-10 | No | 4 | P | Indirect |
Footnotes
- Privately negotiated transaction with unaffiliated stockholder.
- Held indirectly through RDA Equities, LLC, an entity of which Reporting Person has voting and dispositive control.
- Purchased from the Issuer pursuant to an exemption from the registration requirements of the Securities Act of 1933, as amended.
- Included in Units purchased for $0.50 per Unit, each Unit consisting of one share of Common Stock and one Warrant to purchase one share of Common Stock for $1.00 per share until the expiration date.