Filing Details

Accession Number:
0001415889-14-000056
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2014-01-07 21:01:05
Reporting Period:
2013-11-27
Filing Date:
2014-01-07
Accepted Time:
2014-01-07 21:01:05
Original Submission Date:
2013-12-02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1507957 Ideal Power Inc. IPWR Electrical Industrial Apparatus (3620) 141999058
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
941593 E Lon Bell 5004 Bee Creek Road
Suite 600
Spicewood TX 78669
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-11-27 58,192 $3.48 58,192 No 4 J Indirect See footnote
Common Stock Acquisiton 2013-11-27 20,000 $5.00 28,333 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 J Indirect See footnote
No 4 P Direct
Footnotes
  1. The reporting person is amending Table I of the Form 4 that was originally filed on December 2, 2013 to correct the totals in column 5. The column 5 totals included in the original filing added together the reporting person's direct and indirect ownership interests, instead of reporting the direct and indirect ownership interests separately. No changes were made to Table II of the Form 4, which was correctly filed.
  2. The shares of common stock were acquired upon the conversion of senior secured convertible promissory notes, each in the principal amount of $100,000, issued on August 31, 2012 and November 21, 2012 to the Bell Family Trust dated February 2, 1995.
  3. The shares of common stock are owned by the Bell Family Trust dated February 2, 1995. The reporting person is the trustee and a beneficiary of the Bell Family Trust and has voting and investment control over the securities.