Filing Details
- Accession Number:
- 0001415889-14-000056
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2014-01-07 21:01:05
- Reporting Period:
- 2013-11-27
- Filing Date:
- 2014-01-07
- Accepted Time:
- 2014-01-07 21:01:05
- Original Submission Date:
- 2013-12-02
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1507957 | Ideal Power Inc. | IPWR | Electrical Industrial Apparatus (3620) | 141999058 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
941593 | E Lon Bell | 5004 Bee Creek Road Suite 600 Spicewood TX 78669 | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-11-27 | 58,192 | $3.48 | 58,192 | No | 4 | J | Indirect | See footnote |
Common Stock | Acquisiton | 2013-11-27 | 20,000 | $5.00 | 28,333 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | J | Indirect | See footnote |
No | 4 | P | Direct |
Footnotes
- The reporting person is amending Table I of the Form 4 that was originally filed on December 2, 2013 to correct the totals in column 5. The column 5 totals included in the original filing added together the reporting person's direct and indirect ownership interests, instead of reporting the direct and indirect ownership interests separately. No changes were made to Table II of the Form 4, which was correctly filed.
- The shares of common stock were acquired upon the conversion of senior secured convertible promissory notes, each in the principal amount of $100,000, issued on August 31, 2012 and November 21, 2012 to the Bell Family Trust dated February 2, 1995.
- The shares of common stock are owned by the Bell Family Trust dated February 2, 1995. The reporting person is the trustee and a beneficiary of the Bell Family Trust and has voting and investment control over the securities.