Filing Details
- Accession Number:
- 0001209191-14-002303
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2014-01-07 19:35:18
- Reporting Period:
- 2013-11-29
- Filing Date:
- 2014-01-07
- Accepted Time:
- 2014-01-07 19:35:18
- Original Submission Date:
- 2013-12-04
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1386278 | Green Dot Corp | GDOT | Finance Services (6199) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1539913 | Konstantinos Sgoutas | 3465 East Foothill Boulevard Pasadena CA 91107 | Chief Revenue Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2013-11-29 | 10,000 | $0.00 | 34,638 | No | 4 | C | Direct | |
| Class A Common Stock | Disposition | 2013-11-29 | 10,000 | $24.28 | 24,638 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2013-12-01 | 280 | $24.25 | 24,358 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | S | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Stock Option (right to buy Class A Common Stock) | Disposition | 2013-11-29 | 10,000 | $0.00 | 10,000 | $12.75 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 65,000 | 2022-10-01 | No | 4 | M | Direct |
Footnotes
- The price in column 4 is the weighted average price. The shares were sold in mutliple transactions at prices ranging from $24.23 to $24.33. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, complete information regarding the number of shares sold at each separate price within the range.
- Represents shares of Class A Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the RSUs, based on a price of $24.25 per share, which represented the closing price of the issuer's Class A Common Stock on November 29, 2013, and does not represent a sale by the reporting person.
- Options vest as to 1/4 of the shares on August 3, 2013 and then 1/48th monthly thereafter, subject to the reporting person's provision of service to the issuer on each vesting date.
Billionaire Hedge Funds
