Home > Insider Trading > Filing (0001225208-14-001241)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1489393	Lyondellbasell Industries N.v.	LYB	Industrial Organic Chemicals (2860)	980646235

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1500482	L. Samuel Smolik	1 Vine Street London X0 W1J 0AH	Vp Hse	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Ordinary Shares	Acquisiton	2014-01-06	22,029	$13.11	61,612	No	4	M	Direct
Class A Ordinary Shares	Disposition	2014-01-06	22,029	$78.41	39,583	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Ordinary Shares	Opt - Stock Option	Disposition	2014-01-06	22,029	$78.41	22,029	$13.11

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
22,029		2020-04-30	No	4	M	Direct

Footnotes

The exercise of stock options and the sale of the shares acquired upon such exercise reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in December 2013.
Includes 38,500 restricted stock units granted pursuant to the issuer's long-term incentive plan: 37,379 granted on April 30, 2010 that vest on April 30, 2015 and 1,121 granted on December 11, 2012 that vest on April 30, 2014.
This transaction was executed in multiple trades at prices ranging from $78.11 to $78.94. The price reported above reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
The option was originally granted on April 30, 2010 and vests in three equal installments on the 2nd, 3rd and 4th anniversaries of the date of grant.