Filing Details
- Accession Number:
- 0001209191-14-002245
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-01-07 17:07:45
- Reporting Period:
- 2014-01-06
- Filing Date:
- 2014-01-07
- Accepted Time:
- 2014-01-07 17:07:45
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1389072 | Heartware International Inc. | HTWR | Surgical & Medical Instruments & Apparatus (3841) | 980498958 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1517214 | J Lawrence Knopf | C/O Heartware International, Inc. 205 Newbury St., Suite 101 Framingham MA 01701 | General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-01-06 | 861 | $97.50 | 3,527 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Footnotes
- These shares were sold pursuant to a pre-arranged trading plan in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.