Filing Details
- Accession Number:
- 0001225208-14-001187
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-01-07 17:00:25
- Reporting Period:
- 2014-01-04
- Filing Date:
- 2014-01-07
- Accepted Time:
- 2014-01-07 17:00:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 6281 | Analog Devices Inc | ADI | Semiconductors & Related Devices (3674) | 042348234 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1201872 | Vincent Roche | P.o. Box 9106 One Technology Way Norwood MA 02062-9106 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Comm Stock-$.16-2/3 Value | Acquisiton | 2014-01-04 | 12,070 | $0.00 | 20,716 | No | 4 | M | Direct | |
| Comm Stock-$.16-2/3 Value | Acquisiton | 2014-01-06 | 8,000 | $19.57 | 28,716 | No | 4 | M | Direct | |
| Comm Stock-$.16-2/3 Value | Disposition | 2014-01-06 | 3,993 | $49.33 | 24,723 | No | 4 | F | Direct | |
| Comm Stock-$.16-2/3 Value | Disposition | 2014-01-06 | 8,000 | $49.34 | 16,723 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Comm Stock-$.16-2/3 Value | Restricted Stock Unit (RSU) | Disposition | 2014-01-04 | 12,070 | $0.00 | 12,070 | $0.00 |
| Comm Stock-$.16-2/3 Value | Non-Qualified Stock Option (right to buy) | Disposition | 2014-01-06 | 8,000 | $0.00 | 8,000 | $19.57 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2014-01-04 | No | 4 | M | Direct | |
| 10,000 | 2010-01-05 | 2019-01-05 | No | 4 | M | Direct |
Footnotes
- These shares were disposed of in an open market sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
- These shares were disposed of in multiple transactions on January 6, 2014 at actual sales prices ranging from $49.160 to $49.460 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- The Restricted Stock Units granted to the reporting person on January 4, 2011 (the "Original Grant Date") vested 100% on the third anniversary of the Original Grant Date. Upon the vesting date, each vested RSU automatically converted into one (1) share of common stock of the Company.
- This option vested in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was January 5, 2009.
Billionaire Hedge Funds
