Home > Insider Trading > Filing (0001144204-14-001013)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
897802	Special Opportunities Fund Inc.	SPE	(0)	133702911

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1222911	Gerald Hellerman	5431 Nw 21St Avenue Boca Raton FL 33496	Cco And Cfo	Yes	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2013-12-26	1,000	$16.97	6,384	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	4,270	Indirect	By Spouse
Common Stock	1,000	Indirect	By Spouse's IRA

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	3.00% Convertible Preferred Stock, Series A	$0.00			675	225	Direct
Common Stock	3.00% Convertible Preferred Stock, Series A	$0.00			1,500	500	Indirect

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
	675	225	Direct
	1,500	500	Indirect

Footnotes

This amount includes 134 shares acquired in 2013 under the Issuer's Dividend Reinvestment Plan.
The Reporting Person disclaims beneficial ownership of the securities owned by his spouse and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purposes.
The shares of 3.00% Convertible Preferred Stock, Series A ("Preferred Stock") are convertible into common stock immediately upon issuance at the ratio of three shares of common stock for every one share of Preferred Stock, subject to adjustment.
The shares of Preferred Stock will be redeemed by the Issuer if not converted prior to July 10, 2017.