Filing Details
- Accession Number:
- 0001567515-14-000001
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-01-07 16:03:00
- Reporting Period:
- 2014-01-06
- Filing Date:
- 2014-01-07
- Accepted Time:
- 2014-01-07 16:03:00
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1168220 | Uluru Inc. | ULUR | Pharmaceutical Preparations (2834) | 412118656 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1567515 | Gmbh Ipmd | C/O Uluru Inc. 4452 Beltway Drive Addison TX 75001 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.001 | Acquisiton | 2014-01-06 | 1,250,000 | $0.40 | 5,000,000 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Warrant to purchase common stock, par value $0.001 | $0.60 | 2013-01-03 | 2014-01-03 | 3,000,000 | 3,000,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2014-01-03 | 3,000,000 | 3,000,000 | Direct |
Footnotes
- IPMD GmbH is the owner of 3,000,000 shares of common stock acquired pursuant to a Securities Purchase Agreement dated December 21, 2012. The acquistion of 1,000,000, 1,250,000, 750,000, 750,000, and 1,250,000 shares of common stock occurred on January 3, 2013, May 7, 2013, September 6, 2013, October 24, 2013, and January 6, 2014, respectively.
- IPMD GmbH is the holder of a warrant to purchase up to 3,000,000 shares of common stock acquired pursuant to a Securities Purchase Agreement dated December 21, 2012. The warrant vested with respect to 3,000,000 shares of common stock on January 3, 2014 and IPMD has agreed to purchase such shares of common stock at four closings with $450,000 being funded for the purchase of 750,000 shares of common stock on each of January 31, 2014, February 28, 2014, March 31, 2014, and April 30, 2014.