Filing Details
- Accession Number:
- 0001209191-14-002189
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-01-07 15:13:57
- Reporting Period:
- 2014-01-03
- Filing Date:
- 2014-01-07
- Accepted Time:
- 2014-01-07 15:13:57
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
771266 | Kopin Corp | KOPN | Semiconductors & Related Devices (3674) | 042833935 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1215843 | Richard Sneider | C/O Kopin Corporation 125 North Drive Westborough MA 01581 | Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-01-03 | 11,300 | $3.75 | 324,449 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-01-03 | 11,300 | $4.51 | 313,149 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options | Disposition | 2014-01-03 | 11,300 | $0.00 | 11,300 | $3.75 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
13,700 | 2008-12-27 | 2014-12-27 | No | 4 | M | Direct |
Footnotes
- The shares were exercised and sold in open market transactions pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in accordance with Rule 10b-5 of the Securities Exchange Act of 1934, as amended.
- These stock options vested in four equal annual installments beginning on December 27, 2005 and ending on December 27, 2008.