Filing Details
- Accession Number:
- 0001544514-14-000001
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-01-07 15:07:01
- Reporting Period:
- 2013-12-20
- Filing Date:
- 2014-01-07
- Accepted Time:
- 2014-01-07 15:07:01
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 944696 | Capital Financial Holdings Inc | CPFH | Security Brokers, Dealers & Flotation Companies (6211) | 450404061 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1544514 | D. Gordon Dihle | 37990 Comanche Creek Road Kiowa CO 80117 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-12-20 | 8 | $1,000.00 | 8 | No | 4 | P | Indirect | Held in the name of Joshua Dihle, a Minor |
| Common Stock | Acquisiton | 2014-01-02 | 6 | $595.00 | 96 | No | 4 | P | Indirect | Held in the name of Gordon Dihle Charles Schwab & Co Inc Cust IRA Rollover Account |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | Held in the name of Joshua Dihle, a Minor |
| No | 4 | P | Indirect | Held in the name of Gordon Dihle Charles Schwab & Co Inc Cust IRA Rollover Account |
Footnotes
- Joshua Dihle is the minor son of Reporting Person.
- Held in the name of Gordon Dihle Charles Schwab & Co Inc Cust IRA Rollover Account, which account is controlled by Reporting Person.
Billionaire Hedge Funds
