Filing Details

Accession Number:
0001127602-14-001362
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-01-07 15:05:56
Reporting Period:
2014-01-06
Filing Date:
2014-01-07
Accepted Time:
2014-01-07 15:05:56
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1305014 Ashland Inc. ASH Wholesale-Chemicals & Allied Products (5160) 200865835
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1278459 B Susan Esler 50 E. Rivercenter Boulevard
Covington KY 41012-0391
Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-01-06 2,413 $97.27 0 No 4 S Direct
Common Stock Acquisiton 2014-01-06 5,500 $53.33 5,500 No 4 M Direct
Common Stock Disposition 2014-01-06 3,917 $97.31 1,583 No 4 F Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 M Direct
No 4 F Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Appreciation Right Disposition 2014-01-06 5,500 $0.00 5,500 $53.33
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2008-11-14 2017-12-14 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 991 Indirect 401(k)
Common Stock 54 Indirect By Spouse's Trust
Footnotes
  1. The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 5, 2013.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $96.98 to $97.52, inclusive. The reporting person undertakes to provide to Ashland Inc., any security holder of Ashland Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  3. Payment of exercise price and tax liability by withholding securities incident to the exercise of Stock Appreciation Rights referenced in footnote 5 below.
  4. Based on Employee Savings Plan information as of December 13, 2013, the latest date for which such information is reasonably available.
  5. Stock Appreciation Right granted pursuant to the 2006 Ashland Inc. Incentive Plan which vests in three annual installments: 50% after the 1st year, the next 25% the 2nd year and the remaining 25% the 3rd year.