Home > Insider Trading > Filing (0001311241-14-000002)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1311241	Intermolecular Inc	IMI	Semiconductors & Related Devices (3674)	201616267

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1528649	P. Tony Chiang	Intermolecular, Inc. 3011 North First Street San Jose CA 95134-2004	Chief Technology Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, $0.001 Par Value	Acquisiton	2014-01-02	100	$0.10	262,115	No	4	M	Direct
Common Stock, $0.001 Par Value	Disposition	2014-01-02	100	$5.00	262,015	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (right to buy)	Disposition	2014-01-02	100	$0.00	100	$0.10

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
397,916		2015-06-14	No	4	M	Direct

Footnotes

The sale reported was effected pursuant to a Rule 10b5-1 Sales Plan adopted by Mr. Chiang on May 29, 2013.
The transaction was executed in multiple trades at a price of $5.00, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a stockholder of the Issuer, information regarding the number of shares and prices at which the transaction was effected.
The option was immediately exercisable in full on June 15, 2005; however, the shares vested pursuant to the following schedule: Twenty-five percent (25%) of the shares subject to the original option (1,000,000 shares) vested on the first anniversary measured from May 9, 2005 ("Vesting Commencement Date") and the remaining shares vested in 36 successive equal monthly installments thereafter on each monthly anniversary date of Vesting Commencement Date.