Filing Details
- Accession Number:
- 0001490660-14-000006
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-01-06 19:14:25
- Reporting Period:
- 2014-01-02
- Filing Date:
- 2014-01-06
- Accepted Time:
- 2014-01-06 19:14:25
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1490660 | Marketo Inc. | MKTO | Services-Prepackaged Software (7372) | 562558241 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1220396 | Sanjay Dholakia | 901 Mariners Island Blvd San Mateo CA 94404 | Svp & Chief Marketing Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-01-02 | 1,685 | $4.74 | 49,804 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2014-01-02 | 6,981 | $5.44 | 56,785 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2014-01-02 | 3,265 | $4.74 | 60,050 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2014-01-02 | 1,069 | $4.90 | 61,119 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-01-02 | 7,000 | $36.55 | 54,119 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-01-02 | 3,700 | $37.83 | 50,419 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-01-02 | 2,300 | $38.38 | 48,119 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Incentive Stock Option (right to buy) | Disposition | 2014-01-02 | 3,265 | $0.00 | 3,265 | $4.74 |
Common Stock | Incentive Stock Option (right to buy) | Disposition | 2014-01-02 | 1,069 | $0.00 | 1,069 | $4.90 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2014-01-02 | 1,685 | $0.00 | 1,685 | $4.74 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2014-01-02 | 6,981 | $0.00 | 6,981 | $5.44 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
6,528 | 2022-08-28 | No | 4 | M | Direct | |
0 | 2020-06-23 | No | 4 | M | Direct | |
46,022 | 2022-08-28 | No | 4 | M | Direct | |
0 | 2021-02-27 | No | 4 | M | Direct |
Footnotes
- The shares were sold pursuant to Mr. Dholakia's 10b5-1 plan entered into on 8/6/2013.
- This transaction was executed in multiple trades at prices ranging from $36.07 to $37.02. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $37.07 to $38.05. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $38.09 to $38.79. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The option is subject to an early exercise provision and is immediately exercisable. One-fourth of the shares subject to the option vest on August 29, 2013 and one forty-eighth of the shares vest monthly thereafter.
- The option is fully vested and immediately exercisable.