Filing Details

Accession Number:
0001209191-14-002022
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-01-06 18:18:00
Reporting Period:
2014-01-02
Filing Date:
2014-01-06
Accepted Time:
2014-01-06 18:18:00
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1280263 Ambarella Inc AMBA Semiconductors & Related Devices (3674) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1558685 Christopher Day 3101 Jay Street
Santa Clara CA 95054
See Remarks No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Ordinary Shares Acquisiton 2014-01-02 14,278 $8.64 41,266 No 4 M Direct
Ordinary Shares Acquisiton 2014-01-02 21,016 $8.82 62,282 No 4 M Direct
Ordinary Shares Acquisiton 2014-01-02 4,706 $9.99 66,988 No 4 M Direct
Ordinary Shares Disposition 2014-01-02 35,631 $32.96 31,357 No 4 S Direct
Ordinary Shares Disposition 2014-01-02 4,369 $33.65 26,988 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Ordinary Shares Stock Option (right to buy) Disposition 2014-01-02 14,278 $0.00 14,278 $8.64
Ordinary Shares Stock Option (right to buy) Disposition 2014-01-02 7,591 $0.00 7,591 $8.82
Ordinary Shares Stock Option (right to buy) Disposition 2014-01-02 13,425 $0.00 13,425 $8.82
Ordinary Shares Stock Option (right to buy) Disposition 2014-01-02 4,706 $0.00 4,706 $9.99
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
7,216 2020-04-13 No 4 M Direct
1,297 2020-11-03 No 4 M Direct
8,797 2021-08-30 No 4 M Direct
13,071 2022-07-10 No 4 M Direct
Footnotes
  1. The sales reported on this Form 4 were effected pursuant to Rule 10b5-1 trading plans adopted on June 15, 2013.
  2. The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $32.35 to $33.34 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
  3. The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $33.36 to $33.98 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.
  4. Of the total grant of 100,000 shares, 25% vests on the one year anniversary of the date of grant, April 13, 2010, and the remaining shares vest in equal monthly installments over 36 months.
  5. Of the total grant of 8,888 shares, 1/48 vests each month following the vesting commencement date of August 1, 2010.
  6. Of the total grant of 22,222 shares, 1/48 vests each month following the vesting commencement date of August 1, 2011.
  7. Of the total grant of 17,777 shares, 1/48 vests each month following the vesting commencement date of May 23, 2012.