Filing Details
- Accession Number:
- 0001179110-14-000537
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-01-06 17:44:03
- Reporting Period:
- 2014-01-02
- Filing Date:
- 2014-01-06
- Accepted Time:
- 2014-01-06 17:44:03
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1292426 | Gfi Group Inc. | GFIG | Security & Commodity Brokers, Dealers, Exchanges & Services (6200) | 800006224 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1315120 | Jersey Partners Inc. | C/O Gfi Group Inc. 55 Water Street New York NY 10041 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-01-02 | 35,000 | $3.86 | 46,585,128 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-01-03 | 16,397 | $3.89 | 46,568,731 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-01-06 | 35,000 | $3.84 | 46,533,731 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 5,264 | Indirect | See Footnote |
Common Stock | 238,848 | Indirect | See Footnote |
Footnotes
- Represents 5,264 shares of Common Stock owned by Magnetic Management LLC. Magnetic Management LLC is a wholly-owned subsidiary of Jersey Partners, Inc.
- Represents 238,848 shares of Common Stock owned by N-Two LLC, a subsidiary of Jersey Partners, Inc.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $3.80 to $3.89. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $3.81 to $3.92. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $3.81.to $3.93. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.