Filing Details
- Accession Number:
- 0001455754-14-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-01-06 17:23:35
- Reporting Period:
- 2014-01-02
- Filing Date:
- 2014-01-06
- Accepted Time:
- 2014-01-06 17:23:35
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
790359 | Nbt Bancorp Inc | NBTB | National Commercial Banks (6021) | 161268674 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1204704 | A Martin Dietrich | 52 South Broad Street Norwich NY 13815 | President & Ceo Nbt Bancorp | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Nbt Bancorp Inc. Common Stock | Disposition | 2014-01-02 | 2,986 | $25.90 | 183,541 | No | 4 | F | Direct | |
Nbt Bancorp Inc. Common Stock | Disposition | 2014-01-06 | 4,514 | $25.37 | 179,027 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Nbt Bancorp Inc. Common Stock | 18,494 | Indirect | 401k |
Nbt Bancorp Inc. Common Stock | 755 | Indirect | Custodian for Minor |
Nbt Bancorp Inc. Common Stock | 10,732 | Indirect | NBT Bancorp ESOP |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Nbt Bancorp Inc. Common Stock | Non-Qualified Stock Option (right to buy) | $20.19 | 2011-01-15 | 2020-01-15 | 25,000 | 25,000 | Direct |
Nbt Bancorp Inc. Common Stock | Non-Qualified Stock Option (right to buy) | $20.36 | 2009-01-15 | 2018-01-15 | 25,000 | 25,000 | Direct |
Nbt Bancorp Inc. Common Stock | Non-Qualified Stock Option (right to buy) | $20.94 | 2013-11-18 | 2021-11-18 | 30,000 | 30,000 | Direct |
Nbt Bancorp Inc. Common Stock | Non-Qualified Stock Option (right to buy) | $22.35 | 2007-01-01 | 2016-01-01 | 30,000 | 30,000 | Direct |
Nbt Bancorp Inc. Common Stock | Non-Qualified Stock Option (right to buy) | $23.27 | 2006-01-20 | 2015-01-20 | 22,423 | 22,423 | Direct |
Nbt Bancorp Inc. Common Stock | Non-Qualified Stock Option (right to buy) | $24.45 | 2007-08-01 | 2015-08-01 | 6,470 | 6,470 | Direct |
Nbt Bancorp Inc. Common Stock | Non-Qualified Stock Option (right to buy) | $24.57 | 2009-12-27 | 2017-12-27 | 12,641 | 12,641 | Direct |
Nbt Bancorp Inc. Common Stock | Non-Qualified Stock Option (right to buy) | $25.38 | 2010-01-15 | 2019-01-15 | 25,000 | 25,000 | Direct |
Nbt Bancorp Inc. Common Stock | Non-Qualified Stock Option (right to buy) | $25.76 | 2008-01-01 | 2017-01-01 | 28,000 | 28,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2020-01-15 | 25,000 | 25,000 | Direct |
2018-01-15 | 25,000 | 25,000 | Direct |
2021-11-18 | 30,000 | 30,000 | Direct |
2016-01-01 | 30,000 | 30,000 | Direct |
2015-01-20 | 22,423 | 22,423 | Direct |
2015-08-01 | 6,470 | 6,470 | Direct |
2017-12-27 | 12,641 | 12,641 | Direct |
2019-01-15 | 25,000 | 25,000 | Direct |
2017-01-01 | 28,000 | 28,000 | Direct |
Footnotes
- The sale price is an average 4,514 shares sold at prices between $25.22 and $25.53.
- Pursuant to NBT Bancorp Inc. Omnibus Stock Option Agreement the grant vests 40% for first year, 20% annually for following years.
- Pursuant to NBT Bancorp Inc. 1993 Stock Option Plan grant vests 40% for first year, 20% annually for following years.
- Pursuant to NBT Bancorp Inc. 1993 Stock Option Plan reload grant vests 100% two years after date of its grant.