Filing Details
- Accession Number:
- 0001225208-14-001027
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-01-06 17:14:44
- Reporting Period:
- 2014-01-02
- Filing Date:
- 2014-01-06
- Accepted Time:
- 2014-01-06 17:14:44
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 33619 | Esterline Technologies Corp | ESL | Industrial Instruments For Measurement, Display, And Control (3823) | 132595091 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1476995 | S Albert Yost | 500 - 108Th Avenue Ne Suite 1500 Bellevue WA 98004 | Group Vp & Treasurer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-01-02 | 9,280 | $41.97 | 10,081 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-01-02 | 9,280 | $101.08 | 801 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-01-03 | 15,720 | $41.97 | 16,521 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-01-03 | 945 | $101.27 | 15,576 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-01-03 | 14,775 | $100.72 | 801 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2014-01-02 | 9,280 | $0.00 | 9,280 | $41.97 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2014-01-03 | 15,720 | $0.00 | 15,720 | $41.97 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 15,720 | 2010-11-23 | 2019-11-23 | No | 4 | M | Direct |
| 0 | 2010-11-23 | 2019-11-23 | No | 4 | M | Direct |
Footnotes
- Includes shares acquired under the Esterline Technologies Corporation stock purchase plan.
- The price in Column 4 is a weighted average sale price. The prices actually received ranged from $101.00 to $101.28. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- The price in Column 4 is a weighted average sale price. The prices actually received ranged from $101.09 to $101.40. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- The price in Column 4 is a weighted average sale price. The prices actually received ranged from $100.06 to $101.05. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- This derivative has a 4 year 25% vesting schedule.
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