Filing Details
- Accession Number:
- 0001137411-14-000003
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-01-06 17:11:25
- Reporting Period:
- 2014-01-02
- Filing Date:
- 2014-01-06
- Accepted Time:
- 2014-01-06 17:11:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1137411 | Rockwell Collins Inc | COL | Aircraft Parts & Auxiliary Equipment, Nec (3728) | 522314475 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1191566 | M Clayton Jones | M/S 124-323 400 Collins Road Ne Cedar Rapids IA 52498-0001 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-01-02 | 16,569 | $36.55 | 186,526 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-01-02 | 100 | $73.21 | 186,426 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-01-02 | 3 | $73.22 | 186,423 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-01-02 | 300 | $73.24 | 186,123 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-01-02 | 100 | $73.25 | 186,023 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-01-02 | 300 | $73.26 | 185,723 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-01-02 | 300 | $73.27 | 185,423 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-01-02 | 400 | $73.28 | 185,023 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-01-02 | 200 | $73.29 | 184,823 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-01-02 | 700 | $73.30 | 184,123 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-01-02 | 100 | $73.31 | 184,023 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-01-02 | 300 | $73.31 | 183,723 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-01-02 | 290 | $73.32 | 183,433 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-01-02 | 200 | $73.34 | 183,233 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-01-02 | 300 | $73.35 | 182,933 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-01-02 | 200 | $73.36 | 182,733 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-01-02 | 200 | $73.37 | 182,533 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-01-02 | 100 | $73.38 | 182,433 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-01-02 | 100 | $73.39 | 182,333 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-01-02 | 346 | $73.39 | 181,987 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-01-02 | 100 | $73.40 | 181,887 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-01-02 | 761 | $73.40 | 181,126 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-01-02 | 405 | $73.41 | 180,721 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-01-02 | 397 | $73.42 | 180,324 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-01-02 | 295 | $73.43 | 180,029 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-01-02 | 800 | $73.44 | 179,229 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-01-02 | 500 | $73.45 | 178,729 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-01-02 | 571 | $73.46 | 178,158 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
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Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2014-01-02 | 16,569 | $0.00 | 16,569 | $36.55 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 149,127 | 2014-11-02 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 14,997 | Indirect | By Savings Plan |
| Common Stock | 21,950 | Indirect | By GRATs |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 13, 2013.
- Shares represented by Company stock fund units under the Company's tax-qualified savings plan, including shares acquired on a periodic basis pursuant to the Plan, based on information furnished by the Plan Administrator as of December 1, 2013.
- Indirectly owned by reporting person who serves as trustee of grantor retainer annuity trusts (GRATs). The GRATs hold shares originally contributed by the reporting person.
- Employee stock options granted pursuant to the Company's stock based plans.
- The options are currently exercisable.
Billionaire Hedge Funds
