Filing Details
- Accession Number:
- 0001587136-14-000004
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-01-06 16:25:15
- Reporting Period:
- 2014-01-03
- Filing Date:
- 2014-01-06
- Accepted Time:
- 2014-01-06 16:25:15
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1025877 | Dcb Financial Corp | DCBF.OB | State Commercial Banks (6022) | 311469837 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1481776 | H Mark Shipps | 110 Riverbend Ave Po Box 1001 Lewis Center OH 43035 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Dcb Financial Corp Common Stock | Acquisiton | 2014-01-03 | 423 | $6.20 | 38,596 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Dcb Financial Corp Common Stock | DCBF Employee Stock Options-Calls | $3.50 | 2011-12-21 | 2020-12-20 | 1,429 | 2,540 | Direct |
Dcb Financial Corp Common Stock | DCBF Employee Stock Options-Calls | $4.50 | 2013-12-21 | 2022-12-20 | 1,111 | 2,540 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2020-12-20 | 1,429 | 2,540 | Direct |
2022-12-20 | 1,111 | 2,540 | Direct |
Footnotes
- The options vest in five equal annual installments beginning one year after the grant date and expire ten years after the grant date.
- Options granted 12/21/2010.
- Options granted 12/21/2012.