Filing Details
- Accession Number:
- 0001206774-14-000056
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-01-06 15:44:54
- Reporting Period:
- 2013-12-31
- Filing Date:
- 2014-01-06
- Accepted Time:
- 2014-01-06 15:44:54
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
793524 | Research Frontiers Inc | REFR | Patent Owners & Lessors (6794) | 112103466 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1552532 | Darryl Daigle | 3213 Wytchwood Drive Morgan City LA 70380 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-12-31 | 1,500 | $5.69 | 305,217 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | Acquisiton | 2013-12-31 | 23,900 | $0.00 | 23,900 | $5.56 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
37,100 | 2013-12-31 | 2023-12-30 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 64,245 | Indirect | Held by reporting person's business, of which he has 50% ownership interest |
Common Stock | 12,362 | Indirect | Held in IRA by reporting person's wife. |
Common Stock | 738 | Indirect | Held as custodian for reporting person's grandchildren |