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Home > Insider Trading > Filing (0001127602-14-001117)

Filing Details

Accession Number:: 0001127602-14-001117
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-01-06 11:51:08
Reporting Period:: 2014-01-02

Filing Date:: 2014-01-06
Accepted Time:: 2014-01-06 11:51:08
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1041061	Yum Brands Inc	YUM	Retail-Eating Places (5812)	133951308

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1548438	J Patrick Grismer	1441 Gardiner Lane Louisville KY 40213	Chief Financial Officer	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2014-01-02	4,157	$24.47	4,157	No	4	M	Direct
Common Stock	Disposition	2014-01-02	2,404	$75.30	1,753	No	4	D	Direct
Common Stock	Disposition	2014-01-02	1,753	$75.21	0	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	D	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Appreciation Right	Disposition	2014-01-02	4,157	$0.00	4,157	$24.47

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
12,473	2007-01-26	2016-01-26	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	6,240	Indirect	401(k) Plan
Common Stock	1,600	Indirect	Family Trust
Common Stock	8,500	Indirect	Individual Retirement Account
Common Stock	1,500	Indirect	Personal Trust

Footnotes

Pursuant to 10b5-1 Plan