Filing Details
- Accession Number:
- 0001566596-14-000001
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-01-06 10:55:45
- Reporting Period:
- 2014-01-03
- Filing Date:
- 2014-01-06
- Accepted Time:
- 2014-01-06 10:55:45
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1025877 | Dcb Financial Corp | DCBF.OB | State Commercial Banks (6022) | 311469837 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1252348 | J Vicki Lewis | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Dcb Financial Corp Common Stock | Acquisiton | 2014-01-03 | 459 | $6.20 | 50,081 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Dcb Financial Corp Common Stock | DCBF Employee Stock Options - Calls | $23.40 | 2005-06-23 | 2014-06-22 | 213 | 4,858 | Direct |
Dcb Financial Corp Common Stock | DCBF Employee Stock Options - Calls | $25.40 | 2006-06-15 | 2015-06-14 | 196 | 4,858 | Direct |
Dcb Financial Corp Common Stock | DCBF Employee Stock Options-Calls | $30.70 | 2007-06-21 | 2016-06-20 | 326 | 4,858 | Direct |
Dcb Financial Corp Common Stock | DCBF Employee Stock Options - Calls | $23.00 | 2008-06-20 | 2017-06-19 | 435 | 4,858 | Direct |
Dcb Financial Corp Common Stock | DCBF Employee Stock Options - Calls | $16.90 | 2009-02-20 | 2018-02-19 | 592 | 4,858 | Direct |
Dcb Financial Corp Common Stock | DCBF Employee Stock Options - Calls | $9.00 | 2010-06-17 | 2019-06-16 | 556 | 4,858 | Direct |
Dcb Financial Corp Common Stock | DCBF Employee Stock Options - Calls | $3.50 | 2011-12-21 | 2020-12-20 | 1,429 | 4,858 | Direct |
Dcb Financial Corp Common Stock | DCBF Employee Stock Options - Calls | $4.50 | 2013-12-21 | 2022-12-20 | 1,111 | 4,858 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2014-06-22 | 213 | 4,858 | Direct |
2015-06-14 | 196 | 4,858 | Direct |
2016-06-20 | 326 | 4,858 | Direct |
2017-06-19 | 435 | 4,858 | Direct |
2018-02-19 | 592 | 4,858 | Direct |
2019-06-16 | 556 | 4,858 | Direct |
2020-12-20 | 1,429 | 4,858 | Direct |
2022-12-20 | 1,111 | 4,858 | Direct |
Footnotes
- The options vest in five equal annual installments beginning one year after the grant date and expire ten years after the grant date.
- Options granted 6/23/2004.
- Options granted 6/13/2005.
- Options granted 6/21/2006.
- Options granted 6/20/2007.
- Options granted 2/20/2008.
- Options granted 6/17/2009.
- Options granted 12/21/2010.
- Options granted 12/21/2012.