Filing Details
- Accession Number:
- 0001179110-14-000363
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-01-03 21:34:18
- Reporting Period:
- 2014-01-02
- Filing Date:
- 2014-01-03
- Accepted Time:
- 2014-01-03 21:34:18
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 909954 | Green Mountain Coffee Roasters Inc | GMCR | Miscellaneous Food Preparations & Kindred Products (2090) | 030339228 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1224773 | E David Moran | 33 Coffee Lane Waterbury VT 05676 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Gmcr Common Stock | Acquisiton | 2014-01-02 | 24,900 | $4.24 | 31,014 | No | 4 | M | Direct | |
| Gmcr Common Stock | Disposition | 2014-01-02 | 24,900 | $74.34 | 6,114 | No | 4 | S | Direct | |
| Gmcr Common Stock | Acquisiton | 2014-01-03 | 15,100 | $4.24 | 21,214 | No | 4 | M | Direct | |
| Gmcr Common Stock | Disposition | 2014-01-03 | 15,100 | $75.07 | 6,114 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Gmcr Common Stock | NQ Stock Options | Disposition | 2014-01-02 | 24,900 | $0.00 | 24,900 | $4.24 |
| Gmcr Common Stock | NQ Stock Options | Disposition | 2014-01-03 | 15,100 | $0.00 | 15,100 | $4.24 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 15,600 | 2017-03-15 | No | 4 | M | Direct | |
| 500 | 2017-03-15 | No | 4 | M | Direct |
Footnotes
- This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 26, 2013.
- This transaction was executed in multiple trades at prices from $73.3400 to $75.4200. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The option vested in four annual installments, with the first installment vesting March 15, 2008.
- 1 for 1.
- This transaction was executed in multiple trades at prices from $75 to $75.2900. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Billionaire Hedge Funds
