Filing Details
- Accession Number:
- 0001181431-14-000963
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-01-03 19:04:26
- Reporting Period:
- 2014-01-02
- Filing Date:
- 2014-01-03
- Accepted Time:
- 2014-01-03 19:04:26
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 769397 | Autodesk Inc | ADSK | Services-Prepackaged Software (7372) | 942819853 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1221137 | Carl Bass | 111 Mcinnis Parkway San Rafael CA 94903 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-01-02 | 495,688 | $16.53 | 868,496 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-01-02 | 495,688 | $49.23 | 372,808 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-01-03 | 29,312 | $16.53 | 402,120 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-01-03 | 145,787 | $29.50 | 547,907 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-01-03 | 175,099 | $49.19 | 372,808 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Incentive Stock Option (right to buy) | Disposition | 2014-01-02 | 6,050 | $0.00 | 6,050 | $16.53 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2014-01-02 | 489,638 | $0.00 | 489,638 | $16.53 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2014-01-03 | 29,312 | $0.00 | 29,312 | $16.53 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2014-01-03 | 145,787 | $0.00 | 145,787 | $29.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2016-02-02 | No | 4 | M | Direct | |
| 29,312 | 2016-02-02 | No | 4 | M | Direct | |
| 0 | 2016-02-02 | No | 4 | M | Direct | |
| 240,824 | 2017-03-26 | No | 4 | M | Direct |
Footnotes
- The option vested over a four-year period beginning on 02/02/09 at the rate of 1 share on the first anniversary, 0 shares on the second and third anniversaries, and 6,049 shares on the fourth anniversary, and was fully vested and exercisable as of the Transaction Date.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 4, 2013.
- The option vested over a four-year period beginning on 02/02/09 at the rate of 131,249 shares on the first anniversary, 131,250 shares on the second and third anniversaries, and 125,201 shares on the fourth anniversary.
- All trades occurred within the following one dollar price range: $48.88 through $49.72. The reported price is the weighted average for trades within this range.
- The option vests over a 4-year period beginning on 03/26/2010 at the rate of 97,500 shares on each of the first, second and third anniversaries, and 94,111 shares on the fourth anniversary.
- All trades occurred within the following one dollar price range: $48.85 through $49.50. The reported price is the weighted average for trades within this range.
Billionaire Hedge Funds
