Filing Details
- Accession Number:
- 0001354217-14-000007
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-01-03 18:47:42
- Reporting Period:
- 2013-12-31
- Filing Date:
- 2014-01-03
- Accepted Time:
- 2014-01-03 18:47:42
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1354217 | Volcano Corp | VOLC | Electromedical & Electrotherapeutic Apparatus (3845) | 330928885 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1365493 | Scott R Huennekens | 3721 Valley Centre Drive, Suite 500 San Diego CA 92130 | President & Chief Executive Of | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-12-31 | 7,301 | $0.00 | 128,827 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-01-02 | 3,506 | $21.68 | 125,321 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Performance Shares | Disposition | 2013-12-31 | 7,301 | $0.00 | 7,301 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 7,304 | No | 4 | M | Direct |
Footnotes
- Sale made by the Reporting Person in compliance with the provisions of Rule 10b5-1 to satisfy tax withholding obligations in connection with the partial vesting of Restricted Stock Unit awards.
- Performance restricted stock units were granted on February 27, 2012 with 1/3 of the restricted units vesting on February 19, 2013 upon certification of achievement of certain performance criteria, 1/3 vesting on December 31, 2013 and the final 1/3 vesting on December 31, 2014, in each case, subject to the requirement of continuous service through the applicable vesting date.
Billionaire Hedge Funds
