Filing Details
- Accession Number:
- 0001181431-14-000765
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-01-03 16:05:26
- Reporting Period:
- 2013-12-31
- Filing Date:
- 2014-01-03
- Accepted Time:
- 2014-01-03 16:05:26
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1124140 | Exact Sciences Corp | EXAS | Services-Commercial Physical & Biological Research (8731) | 204782291 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1306119 | T Kevin Conroy | C/O Exact Sciences Corp. 441 Charmany Drive Madison WI 53719 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-12-31 | 37,767 | $0.00 | 129,619 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-01-02 | 17,108 | $11.96 | 112,511 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-12-31 | 20,467 | $0.00 | 132,978 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-01-02 | 9,271 | $11.96 | 123,707 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Disposition | 2013-12-31 | 37,767 | $0.00 | 37,767 | $0.00 |
| Common Stock | Restricted Stock Units | Acquisiton | 2013-12-31 | 61,400 | $0.00 | 61,400 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2013-12-31 | 20,467 | $0.00 | 20,467 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | M | Direct | ||
| 61,400 | No | 4 | A | Direct | ||
| 40,933 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 16,662 | Indirect | Held in 401(K) Account |
Footnotes
- Represents shares of common stock received upon vesting of a restricted stock unit award.
- Represents shares sold pursuant to a Sell-to-Cover Rule 10b5-1 Plan to pay withholding taxes due in connection with the vesting of certain shares of restricted stock on December 31, 2013.
- Each restricted stock unit represents a contingent right to receive one share of common stock.
- Represents a restricted stock unit award granted on February 17, 2011 and earned on December 31, 2011 based on the satisfaction of certain performance-based vesting requirements. The restricted stock units vest in three equal annual installments beginning on December 31, 2011.
- Represents a restricted stock unit award granted on February 22, 2013 and earned on December 31, 2013 based on the satisfaction of certain performance-based vesting requirements. The restricted stock units vest in three equal annual installments beginning on December 31, 2013.
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