Filing Details
- Accession Number:
- 0001104659-14-000347
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-01-03 16:02:25
- Reporting Period:
- 2014-01-02
- Filing Date:
- 2014-01-03
- Accepted Time:
- 2014-01-03 16:02:25
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1463729 | Receptos Inc. | RCPT | Pharmaceutical Preparations (2834) | 264190792 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1205903 | H William Rastetter | C/O Receptos, Inc. 10835 Road To The Cure, Suite 205 San Diego CA 92121 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-01-02 | 27,581 | $30.29 | 1,305,180 | No | 4 | S | Indirect | By Funds |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Funds |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 332,234 | Indirect | By Trust |
Footnotes
- Disposition of shares by the Venrock entities. Beneficial ownership by the Venrock entities consists of: (i) 1,177,667 shares of common stock held by Venrock Associates V, L.P. ("Venrock Associates"); (ii) 99,845 shares of common stock held by Venrock Partners V, L.P. ("Venrock Partners"); and (iii) 27,668 shares of common stock held by Venrock Entrepreneurs Fund V, L.P. ("Venrock Entrepreneurs").
- The sole general partner of Venrock Associates is Venrock Management V, LLC ("VM5"). The sole general partner of Venrock Partners is Venrock Partners Management V, LLC ("VPM5"). The sole general partner of Venrock Entrepreneurs is VEF Management V, LLC ("VEF"). VM5, VPM5 and VEF disclaim beneficial ownership over all shares held by Venrock Associates, Venrock Partners and Venrock Entrepreneurs, except to the extent of their indirect pecuniary interest therein. Dr. Rastetter was formerly a consultant of an entity affiliated with the Venrock entities but does not have voting or investment control over the shares held by the Venrock entities. Dr. Rastetter has an indirect pecuniary interest in the investment held by the Venrock entities and expressly disclaims beneficial ownership of such shares, except to the extent of his indirect pecuniary interest therein.