Filing Details
- Accession Number:
- 0001144204-14-000337
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-01-03 13:47:44
- Reporting Period:
- 2013-12-27
- Filing Date:
- 2014-01-03
- Accepted Time:
- 2014-01-03 13:47:44
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1514732 | Saexploration Holdings Inc. | SAEX | Oil & Gas Field Exploration Services (1382) | 274867100 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1581400 | A Brian Beatty | 3333 8Th Street Se, 3Rd Floor Calgary A0 T2G 3A4 | Ceo And President | Yes | Yes | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-12-27 | 6,800 | $8.00 | 6,778,864 | No | 4 | P | Indirect | Through group membership |
Common Stock | Acquisiton | 2013-12-30 | 40,000 | $8.56 | 6,818,864 | No | 4 | P | Indirect | Through group membership |
Common Stock | Acquisiton | 2013-12-31 | 11,200 | $8.72 | 6,830,064 | No | 4 | P | Indirect | Through group membership |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Through group membership |
No | 4 | P | Indirect | Through group membership |
No | 4 | P | Indirect | Through group membership |
Footnotes
- Brian A. Beatty ("Mr. Beatty") is a member of a "group" with Jeff Hastings, CLCH, LLC, Sheri L. Beatty, Seismic Management Holdings, Inc., Seismic Management, LLP, and Brent Whiteley for purposes of Section 13(d) of the Exchange Act.
- Jeff Hastings directly owns these shares (the "Hastings Shares"). Mr. Beatty has a beneficial ownership interest in the Hastings Shares through his group membership.