Filing Details

Accession Number:
0001144204-14-000326
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-01-03 12:51:00
Reporting Period:
2013-12-27
Filing Date:
2014-01-03
Accepted Time:
2014-01-03 12:51:00
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1514732 Saexploration Holdings Inc. SAEX Oil & Gas Field Exploration Services (1382) 274867100
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1581386 L Sheri Beatty 59 Westpoint Court Sw
Calgary A0 T3H 4M7
No No No Yes
1581396 Seismic Management, Llp 59 Westpoint Court Sw
Calgary A0 T3H 4M7
No No No Yes
1581398 Seismic Management Holdings, Inc. 59 Westpoint Court Sw
Calgary A0 T3H 4M7
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-12-27 6,800 $8.00 6,778,864 No 4 P Indirect Through group membership
Common Stock Acquisiton 2013-12-30 40,000 $8.56 6,818,864 No 4 P Indirect Through group membership
Common Stock Acquisiton 2013-12-31 11,200 $8.72 6,830,064 No 4 P Indirect Through group membership
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Through group membership
No 4 P Indirect Through group membership
No 4 P Indirect Through group membership
Footnotes
  1. Seismic Management Holdings, Inc. ("Seismic Holdings") is a corporation formed under the laws of the Province of Alberta, Canada, and is wholly owned by Seismic Management, LLP ("Seismic LLP"), which is an Alaska limited liability partnership controlled by Sheri L. Beatty ("Mrs. Beatty") and her husband, Brian A. Beatty ("Mr. Beatty").
  2. Mrs. Beatty, Mr. Beatty, Seismic Holdings and Seismic LLP are each a member of a "group" with Jeff Hastings, CLCH, LLC and Brent Whiteley for purposes of Section 13(d) of the Exchange Act.
  3. Jeff Hastings directly owns these shares (the "Hastings Shares"). Mrs. Beatty, Mr. Beatty, Seismic Holdings and Seismic LLP have a beneficial ownership interest in the Hastings Shares through their group membership.