Filing Details
- Accession Number:
- 0001144204-14-000326
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-01-03 12:51:00
- Reporting Period:
- 2013-12-27
- Filing Date:
- 2014-01-03
- Accepted Time:
- 2014-01-03 12:51:00
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1514732 | Saexploration Holdings Inc. | SAEX | Oil & Gas Field Exploration Services (1382) | 274867100 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1581386 | L Sheri Beatty | 59 Westpoint Court Sw Calgary A0 T3H 4M7 | No | No | No | Yes | |
1581396 | Seismic Management, Llp | 59 Westpoint Court Sw Calgary A0 T3H 4M7 | No | No | No | Yes | |
1581398 | Seismic Management Holdings, Inc. | 59 Westpoint Court Sw Calgary A0 T3H 4M7 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-12-27 | 6,800 | $8.00 | 6,778,864 | No | 4 | P | Indirect | Through group membership |
Common Stock | Acquisiton | 2013-12-30 | 40,000 | $8.56 | 6,818,864 | No | 4 | P | Indirect | Through group membership |
Common Stock | Acquisiton | 2013-12-31 | 11,200 | $8.72 | 6,830,064 | No | 4 | P | Indirect | Through group membership |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Through group membership |
No | 4 | P | Indirect | Through group membership |
No | 4 | P | Indirect | Through group membership |
Footnotes
- Seismic Management Holdings, Inc. ("Seismic Holdings") is a corporation formed under the laws of the Province of Alberta, Canada, and is wholly owned by Seismic Management, LLP ("Seismic LLP"), which is an Alaska limited liability partnership controlled by Sheri L. Beatty ("Mrs. Beatty") and her husband, Brian A. Beatty ("Mr. Beatty").
- Mrs. Beatty, Mr. Beatty, Seismic Holdings and Seismic LLP are each a member of a "group" with Jeff Hastings, CLCH, LLC and Brent Whiteley for purposes of Section 13(d) of the Exchange Act.
- Jeff Hastings directly owns these shares (the "Hastings Shares"). Mrs. Beatty, Mr. Beatty, Seismic Holdings and Seismic LLP have a beneficial ownership interest in the Hastings Shares through their group membership.