Filing Details
- Accession Number:
- 0001009626-14-000001
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-01-02 20:16:50
- Reporting Period:
- 2013-12-31
- Filing Date:
- 2014-01-02
- Accepted Time:
- 2014-01-02 20:16:50
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1009626 | Brocade Communications Systems Inc | BRCD | Computer Peripheral Equipment, Nec (3577) | 770409517 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1281634 | W Daniel Fairfax | 130 Holger Way San Jose CA 95134 | Cfo, Vp Of Finance | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-12-31 | 25,000 | $8.75 | 100,000 | No | 4 | S | Indirect | By Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 176,864 | Direct |
Footnotes
- Shares sold pursuant to 10b5-1 trading plan previously adopted by the reporting person.
- Reflects shares held by the Daniel and Linda Fairfax Revocable Trust, over which the Reporting Person and his spouse exercise investment and voting control.