Filing Details
- Accession Number:
- 0001209191-14-000357
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-01-02 20:09:14
- Reporting Period:
- 2013-12-30
- Filing Date:
- 2014-01-02
- Accepted Time:
- 2014-01-02 20:09:14
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1326801 | Facebook Inc | FB | Services-Computer Programming, Data Processing, Etc. (7370) | 201665019 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1509441 | Todd Michael Schroepfer | C/O Facebook, Inc. 1601 Willow Road Menlo Park CA 94025 | Chief Technology Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2013-12-30 | 25,000 | $54.90 | 567,918 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2013-12-30 | 200,000 | $0.00 | 367,918 | No | 5 | G | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 5 | G | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class B Common Stock | Stock Option (Right to Buy Class B Common Stock) | Disposition | 2013-11-20 | 63,940 | $0.00 | 63,940 | $1.85 |
Class B Common Stock | Stock Option (Right to Buy Class B Common Stock) | Acquisiton | 2013-11-20 | 63,940 | $0.00 | 63,940 | $1.85 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
1,432,805 | 2019-01-11 | No | 5 | G | Direct | |
63,940 | 2019-01-11 | No | 5 | G | Indirect |
Footnotes
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- Represents shares of Class A Common Stock that Michael Schroepfer donated as a gift to a charitable entity.
- Options and option shares reported on this line reflect transfers in connection with estate planning purposes. The shares were transferred by the Michael T. Schroepfer 2011 Annuity Trust u/a/d 6/27/11 and the Erin Hoffmann 2011 Annuity Trust u/a/d 6/27/11. No exercises, purchases or sales of securities are being reported in connection with this transaction.
- The option was 100% vested on August 13, 2013. In connection with certain estate planning transfers, options to purchase an aggregate of 736,060 vested shares are held by Michael Schroepfer and Erin Hoffmann, Co-Trustees of the HS Trust u/a/d 9/28/11.
- The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date.
- The option was 100% vested on August 13, 2013.
- Shares held of record by Michael T. Schroepfer and Erin Hoffmann, Co-Trustees of The Clover Irrevocable Nonexempt Trust u/a/d 6/27/11.