Filing Details

Accession Number:
0001209191-14-000357
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-01-02 20:09:14
Reporting Period:
2013-12-30
Filing Date:
2014-01-02
Accepted Time:
2014-01-02 20:09:14
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1326801 Facebook Inc FB Services-Computer Programming, Data Processing, Etc. (7370) 201665019
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1509441 Todd Michael Schroepfer C/O Facebook, Inc.
1601 Willow Road
Menlo Park CA 94025
Chief Technology Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2013-12-30 25,000 $54.90 567,918 No 4 S Direct
Class A Common Stock Disposition 2013-12-30 200,000 $0.00 367,918 No 5 G Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 5 G Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class B Common Stock Stock Option (Right to Buy Class B Common Stock) Disposition 2013-11-20 63,940 $0.00 63,940 $1.85
Class B Common Stock Stock Option (Right to Buy Class B Common Stock) Acquisiton 2013-11-20 63,940 $0.00 63,940 $1.85
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,432,805 2019-01-11 No 5 G Direct
63,940 2019-01-11 No 5 G Indirect
Footnotes
  1. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
  2. Represents shares of Class A Common Stock that Michael Schroepfer donated as a gift to a charitable entity.
  3. Options and option shares reported on this line reflect transfers in connection with estate planning purposes. The shares were transferred by the Michael T. Schroepfer 2011 Annuity Trust u/a/d 6/27/11 and the Erin Hoffmann 2011 Annuity Trust u/a/d 6/27/11. No exercises, purchases or sales of securities are being reported in connection with this transaction.
  4. The option was 100% vested on August 13, 2013. In connection with certain estate planning transfers, options to purchase an aggregate of 736,060 vested shares are held by Michael Schroepfer and Erin Hoffmann, Co-Trustees of the HS Trust u/a/d 9/28/11.
  5. The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date.
  6. The option was 100% vested on August 13, 2013.
  7. Shares held of record by Michael T. Schroepfer and Erin Hoffmann, Co-Trustees of The Clover Irrevocable Nonexempt Trust u/a/d 6/27/11.