Home > Insider Trading > Filing (0001225208-14-000153)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
14693	Brown Forman Corp	BF'B	Beverages (2080)	610143150

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1259381	C Jane Morreau	850 Dixie Highway Louisville KY 40210	Svp, Chief Production Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class B Common	Acquisiton	2014-01-02	5,275	$22.49	5,328	No	4	M	Direct
Class B Common	Disposition	2014-01-02	2,315	$74.79	3,013	No	4	S	Direct
Class B Common	Disposition	2014-01-02	2,960	$75.57	53	No	4	F	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	F	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class B Common	Non-Qualified Stock Option (right to buy)	Disposition	2014-01-02	5,275	$0.00	5,275	$22.49

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2007-05-01	2014-04-30	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common	6,413	Direct
Class B Common	2,622	Indirect	ESPP

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Class B Common	Stock Appreciation Right	$28.58	2008-05-01	2015-04-30	4,558	4,558	Direct
Class B Common	Stock Appreciation Right	$33.76	2010-05-01	2017-04-30	9,292	9,292	Direct
Class B Common	Stock Appreciation Right	$35.51	2011-05-01	2018-04-30	7,131	7,131	Direct
Class B Common	Stock Appreciation Right	$27.05	2012-05-01	2019-04-30	11,463	11,463	Direct
Class B Common	Stock Appreciation Right	$38.43	2013-05-01	2020-04-30	12,590	12,590	Direct
Class B Common	Stock Appreciation Right	$46.40	2014-05-01	2021-04-30	14,365	14,365	Direct
Class B Common	Stock Appreciation Right	$58.70	2015-05-01	2022-04-30	11,098	11,098	Direct
Class B Common	Stock Appreciation Right	$72.42	2016-05-01	2023-04-30	9,266	9,266	Direct
Class B Common	Stock Appreciation Right	$34.95	2006-07-27	2016-04-30	8,400	8,400	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2015-04-30	4,558	4,558	Direct
2017-04-30	9,292	9,292	Direct
2018-04-30	7,131	7,131	Direct
2019-04-30	11,463	11,463	Direct
2020-04-30	12,590	12,590	Direct
2021-04-30	14,365	14,365	Direct
2022-04-30	11,098	11,098	Direct
2023-04-30	9,266	9,266	Direct
2016-04-30	8,400	8,400	Direct

Footnotes

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.61to $75.00, inclusive. The reporting person undertakes to provide to Brown-Forman Corporation, any security holder of Brown-Forman Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 1 to this Form 4.
The closing price of BF-B ($75.57) on December 31, 2013 was used to calculate the tax withholding obligation.
Total updated as of January 2, 2014 to reflect dividend reinvestment.
The number of shares acquired through issuer's employee stock purchase plan as of December 26, 2013.